New information must be published in the event of changes to basic details, such as the name or address of a listed company, its auditors or its capital structure. Logins and forms are available online to facilitate the fulfilment of regular reporting obligations.
All documents Total revision 1 September 2024
01.09.2024
Directive Regular Reporting Obligations
Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes
06.08.2024
Regulatory Board Communiqué No. 5/2024
Total revision of regular reporting obligations: Amendment to issuer regulation
01.09.2024
Listing Rules
Listing Rules
01.09.2024
Additional Rules Exchange Traded Products
Additional Rules for the Listing of Exchange Traded Products
01.09.2024
Rules Sponsored Investment Funds Segment
Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment
01.09.2024
Directive Form of Securities
Directive on the Form of Securities
01.09.2024
Directive Foreign Companies
Directive on the Listing of Foreign Companies
01.09.2024
Directive Financial Reporting
Directive on Financial Reporting
01.09.2024
Directive Track Record
Directive on Exemptions regarding Duration of Existence of the Issuer (Track Record)
01.09.2024
Directive Procedures Equity Securities
Directive on the Procedures for Equity Securities
01.09.2024
CONNEXOR Reporting Manual
CONNEXOR Reporting Manual
01.09.2024
SIX Exchange Regulation guideline on the Directive Regular Reporting Obligations (DRRO)
SIX Exchange Regulation guideline on the Directive Regular Reporting Obligations (DRRO)
CURRENT COMPANY AND FINANCIAL DATA
Regular reporting obligations apply for different types of events. They apply to all SIX-listed companies that issue shares, bonds, derivatives and collective investment schemes. Compliance with the regular reporting obligations is a prerequisite for the listing to be maintained. Certain reporting obligations also apply for maintenance of the admission of foreign shares and Sponsored Funds admitted in Switzerland.
TRANSMISSION OF REPORTS
Companies with SIX-listed shares and participation certificates use the Connexor Reporting online platform for regular reporting. Connexor Events and our online forms are available for issuers of other securities.
Regulations
Directive Regular Reporting Obligations
Directive on Regular Reporting Obligations for Issuers of Equity Securities, Depository Receipts, Bonds, Conversion Rights, Derivatives, Collective Investment Schemes, ETPs and Sponsored Investment Fonds
Listing Rules
Listing Rules
List of Charges under the Listing Rules
SIX Swiss Exchange
Directive Reporting Platform DRRO and DAH
Directive on the Use of the Electronic Reporting Platform for ad hoc announcements Under Art. 12a Directive Ad hoc Publicity and Reporting Obligations Under Art. 9 Directive on Regular Reporting Obligations
Rules SIX Swiss Exchange-Sponsored Foreign Shares Segment
Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Foreign Shares Segment
Directive Foreign Companies
Directive on the Listing of Foreign Companies
More Regulations
Media Releases
02.09.2022
SER initiates investigation against IGEA Pharma N.V.
On 2 September 2022, SIX Exchange Regulation AG (SER) initiated an investigation against IGEA Pharma N.V. due to a potential violation of the rules on regular reporting obligations.
31.08.2021
SER concludes investigation into u-blox Holding AG
SIX Exchange Regulation AG (SER) has imposed a fine of CHF 25,000 for violations of
the rules concerning regular reporting obligations.
Further Media Releases